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Home›Crypto›Regulation›Wintermute registers as SEC broker-dealer to trade sto…

Wintermute registers as SEC broker-dealer to trade stocks and crypto ETFs

The Block reports the firm’s New York-based subsidiary, Wintermute USA, is registered with both the SEC and FINRA.

Reported · Written up by our desk · Regulation

Wintermute has registered as a broker-dealer with the U.S. Securities and Exchange Commission and FINRA, enabling it to operate across traditional securities and digital asset products, according to The Block.

The outlet said Wintermute USA, a New York-based subsidiary, holds the registration as part of its plan to trade stocks, options, and crypto ETFs.

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Sources

The BlockWintermute registers as SEC broker-dealer to trade stocks, options and crypto ETFs

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